Compliance Manager

Fixed Term
Accountancy & Finance

Are you an experienced Compliance Specialist looking for a new opportunity to start this month?

I am looking for an experience Compliance professional for my client for a 6-month fixed contract due to a recent restructure and increase in workload.

You will work within a team of 4, covering compliance across the group business function. This role will have full compliance involvement whilst working closely with the CFO and stakeholders from a financial and compliance viewpoint. Working closely with cross departments with an emphasis on reviewing, creating, and updating new and existing business contracts from a compliance point of view.

Key duties include:

  • Develop and implement compliance policies, procedures, and controls to ensure adherence to regulatory requirements and industry best practices.
  • Conduct regular compliance risk assessments and gap analyses to identify areas of improvement and mitigate potential compliance risks.
  • Provide guidance and support to business units on compliance-related matters, including regulatory requirements, licensing, and reporting obligations.
  • Monitor regulatory developments and industry trends to assess their impact on the company's operations and pro-actively recommend appropriate actions.
  • Collaborate with internal stakeholders, including legal, risk management, and operations teams, to address compliance issues and drive continuous improvement initiatives.
  • Maintain accurate records and documentation related to compliance activities, including policies, procedures, reports, and correspondence with regulators.

Ideal experience:
  • Regulatory compliance, experience with commercial contracts, FCA knowledge.
  • Previous Compliance experience.

What you will receive:
  • Competitive salary
  • 4% pension
  • Hybrid working (3 days in the office, 2 days’ work from home)
  • Onsite parking
  • Online discount service for major retailer
Rutherford Briant is passionate about equity, diversity, and inclusion. We seek individuals from the widest talent pool and encourage underrepresented talent to apply to vacancies with us. We are committed to recruitment processes that are fair for all, regardless of background and personal characteristics.
Louis Thomas

Recruitment Manager

+(0)1371 832 922